PuzzleType=Crossword
PuzzleTitle=Investment Companies
PuzzleDate=
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PuzzleCopyright=Play Games...Pass the Test   © TESTivity
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CWA=Mutual fund investing provides instant ________.
CWA=Proceeds from Open-End mutual fund redemptions must be paid within _____ calendar days.
CWA=Another name for Management Company.
CWA=The ________ mutual fund is the most prominent type of Investment Company in today's market.  (hyphenated)
CWA=Securities and assets in a Mutual fund must be held by an independent ________, typically a commercial bank.
CWA=Redeemable securities have guaranteed _________.
CWA=An investor can liquidate a portion of his/her mutual fund holdings without disturbing the ________ of the investment.
CWA=Face Amount Certificate Companies, Unit Investment Trusts and Management Companies are defined as ______ companies by the Act of 1940.
CWA=_____ programs allow investors to reinvest dividend and capital gains distributions without a sales charge.
CWD=The price per share of a ______ fund can be affected by market sentiment (supply and demand). (hyphenated)
CWD=Shares of an open-end mutual fund do not trade in the secondary market, but are ________ with the investment company.
CWD=An investment company is a corporation or trust that ____ investors' money to invest for their benefit.
CWD=Mutual funds typically have low minimum investment requirements and can be purchased in full or _______ shares.
CWD=An Investment Company must have a clearly defined investment objective, at least 100 investors, and at least $100,000 in ______. (2 words)
CWD=________ averaging is investment strategy involving a systematic investment of the same dollar amount periodically.  (2 words)
CWD=A series 6 registered representative can only sell a closed-end fund in the ______ market transaction.