PuzzleType=Crossword
PuzzleTitle=Suitability and Risk
PuzzleDate=
PuzzleAuthor=
PuzzleCopyright=Play Games...Pass the Test   © TESTivity
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CrosswordAllowRevealWord=False
CrosswordAllowRevealLetter=True
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CWA=Investing abroad entails _____ exchange rate risk.
CWA=A risk inherent with investing and cannot be avoided through diversification.
CWA=Redeemable securities have no ______ risk.
CWA=A ______ account allows a registered representative to buy and sell securities without prior approval of the account holder.
CWA=The beta of the Standard & Poor's 500 Index is ___.
CWA=A security or portfolio with a beta less than 1 is _____ volatile, and therefore _____ risky than the S&P 500.
CWA=Standard ________ measures the probability that the return of an investment will fall within certain ranges.
CWA=A client whose investment objective is preservation of capital is risk _______.
CWA=Your ______ duty requires you to always do what is in the best interest of the client.
CWA=The possibility of a tax law change is an example of ______ risk.
CWA=Investing in fixed income securities exposes the investor to _______ risk.
CWA=A registered representative without discretionary authority may choose the time and _____  to execute the transaction.
CWA=The uncertainty that a company will be able to meet its obligations to creditors.  (2 words)
CWD=A client nearing retirement must be more ________ with their investments.
CWD=Preferred stock is a ______ investment than common stock.
CWD=A client interested in tax advantaged investing should buy _______ bonds.
CWD=The risk that the business itself will fail.
CWD=Beta is commonly considered a measure of risk, what beta actually measures is _______.
CWD=A client with an investment objective of growth should be more _______ with their investments.
CWD=Discretionary authority must be in _______ before a registered representative can exercise discretion over client funds.
CWD=A client willing to take on a certain degree of risk is risk _______.
CWD=A security or portfolio with a beta greater than 1 is _____ volatile, and therefore _____ risky than the S&P 500.
CWD=The longer the term of the bond, the greater the _______ risk. (2 words)
CWD=Generally speaking, the lower the company's market cap, the ______ the risk as an investment.
CWD=US Treasury Notes have no ______ risk.
CWD=A bond held until _____ has no interest rate risk.
CWD=Certain information about a client must be known before a(n) __________ recommendation can be made.